Ah yes,
another report on the Bain case. I have added some comments
to an earlier post (15 December 2012).
Aimed at promoting the study of technical aspects of criminal law and procedure, this site considers selected cases from the top appeal courts of Australia, Canada, the UK, the USA, the European Court of Human Rights and New Zealand. From August 2004 there have been approximately 800 entries, including book reviews.
Thursday, August 04, 2016
Saturday, April 02, 2016
Extended common purpose - correcting the common law on secondary liability
Well,
interweb, if I’m going to do a post this year I had better get on with it.
Extended
secondary liability has received attention on this site before, on Dec
22, 2011, and Dec
18, 2006.
The Privy
Council, in a judgment delivered jointly with the Supreme Court of the United
Kingdom, has corrected a long-standing (30 years) error in the law of this form
of liability: R v Jogee [2016] UKSC 8 (18
February 2016).
The change,
reverting to what had been the correct position, is that a secondary party must
always intend that the offence be committed. The error had happened when the
Privy Council gave judgment in Chan
Wing-Siu [1985]
AC 168. The Board had held that under the extended form of secondary
liability intention is not required, but instead only foresight that commission
of the offence is a probable consequence of the prosecution of an unlawful
common purpose.
This is
explained extremely clearly by Francis FitzGibbon in the London Review of Books, Vol 38,
No 5, 3 March 2016.
Embarrassingly,
the blame for all this is attributed to the then Sir Robin Cooke (later, Lord
Cooke), who delivered the Board’s judgment in Chan Wing-Siu. If one is to place the blame in that way, one must
assume that the other members of that Board were asleep: Lord Keith of Kinkel,
Lord Bridge of Harwich, Lord Brandon of Oakbrook, and Lord Templeman. None of
them tugged at Sir Robin’s sleeve and said “hang on a minute mate” (or whatever
the equivalent English expression was).
From where
did Sir Robin get his misunderstanding of the common law? As a New Zealand
judge he would have been familiar with our s
66(2) of the Crimes Act 1961, which is the provision for this form of
liability. An early interpretation of the (not materially different) predecessor of this - s 90(2) of the Crimes Act 1908 - was that the
secondary party had to intend the commission of the foreseen offence: R v Malcolm
[1951] NZLR 470, 485 line 33 (CA) where there is only a brief comment "Subsection 2 of s 90 requires a common purpose" [emphasis added]. However that was criticised in an influential textbook, Criminal Law and Practice in New Zealand (2nd ed FB Adams, 1971) at para 664, where it was said that “the whole point of s 66(2) [is] that something is done which may have gone beyond the common primary purpose.”
So, contrary
to Malcolm, s 66(2) has subsequently
(at least) been understood to mean that the secondary participant need not
intend the commission of the offence, but that only foresight of it as a
probable consequence of pursuit of the common purpose is required.
Regardless of
why the mistake may have been made and why it had gone unnoticed for decades,
the common law is now that intention is required. Foresight of a risk is
evidence of intention, not a substitute for it. Can a provision like s 66(2) be
interpreted consistently with that? I think it can. A “common
intention to prosecute any unlawful purpose, and to assist each other therein”
refers to a range of intended offences. Otherwise, the subsection would have
said “common intention to commit an offence”. The phrase “known to be a probable consequence of the prosecution of the
common purpose” functions to keep liability within the bounds of what
was intended.
[Update: The Supreme Court has declined to modify the interpretation of s 66(2) to bring it into line with Jogee: Uhrle v R [2016] NZSC 64 (13 June 2016).]
[Another update: The High Court of Australia has refused to revise the common law insofar as it applies in Australian jurisdictions, and will not bring it into line with Jogee: Miller v The Queen [2016] HCA 30 (24 August 2016).]
[Update: The Supreme Court has declined to modify the interpretation of s 66(2) to bring it into line with Jogee: Uhrle v R [2016] NZSC 64 (13 June 2016).]
[Another update: The High Court of Australia has refused to revise the common law insofar as it applies in Australian jurisdictions, and will not bring it into line with Jogee: Miller v The Queen [2016] HCA 30 (24 August 2016).]
Friday, December 18, 2015
Decision models for the stay of criminal proceedings
Legal
terminology at common law can change over time.
For example,
exclusion of improperly obtained evidence is decided by what used to be called
a discretion, but which is now called an application of judgement as a matter of
law. The difference between exercises of judgement and exercises of discretions
is not always easy to see. Bail decisions are currently called discretionary,
but who knows whether they might come to be called exercises of judgement?
The only practical
difference is in how they are approached on appeal. This difference has arisen
because, during the latter part of the twentieth century, the common law
developed powers of review, applicable to all decisions affecting people’s
legal interests including decisions of judges in lower courts.
On review,
the correctness of the method applied by the decision-maker is determined, and
this involves looking to see whether certain kinds of errors occurred. These
errors are: erroneous application of principle, wrongly taking into account
irrelevant matters, not taking into account relevant matters, or being plainly
wrong. If one or more of those errors occurred the review court will usually
remit the issue back for determination in the correct way, and only
occasionally will the review court be in a position to make the determination
itself. The review court acknowledges the advantages that the decision-maker
had in seeing and hearing witnesses, or in having special expertise in the relevant
subject.
Review
applies to discretionary decisions. What is usually called “general appeal”
applies to exercises of judgement. On a general appeal the court will, if it
finds that an error occurred, apply its own view of the appropriate outcome.
There has to be a demonstrable error, and this is called the error principle.
On general appeal the court can hear evidence if necessary, but usually the
evidence taken in the court below is sufficient.
There will
obviously be overlap between errors that qualify to come within the error
principle and errors that qualify for purposes of review. Nevertheless, as the
law currently is, the difference in the form of proceedings can lead to very
different outcomes resulting from the same sort of errors. This makes the
classification of a decision as either discretionary (review) or a matter of
judgement (general appeal) rather important.
The point I
am making from all this is that the common law can create distinctions which
are difficult to apply and yet which have serious implications as to outcome.
The decision
to exclude improperly obtained evidence (now a matter of judgement but it used
to be a discretion) had developed at common law but is now, in New Zealand,
governed by statute and therefore will be elaborated in case law. By “case law”
I mean judicial interpretation of legislation, as opposed to common law which
is entirely judge-made. There are other ways of using the term common law, but
that is what I mean. The admissibility of improperly obtained evidence is
determined by applying a relatively clear decision model. I mean that the model
is clear, even if the result of its application in individual cases may not be
easy to predict. This model is a balancing of factors favouring admission
against factors favouring exclusion, the result being assessed in terms of the
need for an effective and credible criminal justice system. This need could be
imagined as a sort of scale to indicate the consequences of where the balance has come to rest.
That model,
or method for making the decision, is conceptually clear, although only lawyers
and judges and people who have made a study of the subject are likely to have
sufficient knowledge of the case law to understand what the balancing factors
are and how the scale distinguishes between admissible and inadmissible
evidence by using precedent to establish markers for future reference.
But,
significantly for what I will say below, the factors favouring admission of
improperly obtained evidence are dominated by the seriousness of the alleged
offending in the particular case. Therefore it is important to have a clear way
of deciding what is a serious offence. At common law the criterion was that the
starting point for sentencing would be in the region of four years’
imprisonment. Subsequent case law has followed that, but in 2011 some doubt was cast on that in the Supreme Court, arising from a different view expressed by
at least one judge with probably some support from one other, although the
decision of the Court does not seem to have been intended to make a change that would require overruling a large number of decided cases. That different view was that
seriousness should be measured by the maximum penalty for an offence.
Over the last
few years in New Zealand the courts have been particularly concerned with how
to decide whether to stay criminal proceedings. One difficulty that seems to
have been avoided is deciding whether a decision to stay is discretionary or a
matter of judgement. It seems to be the latter, although before the difference
in terminology emerged the cases may well have called it discretionary. But
what is the model for making the decision?
There is no
statutory guidance on this. It is purely a common law matter. In Wilson v R [2015] NZSC 189 (14
December 2015) the model devised in England was used. Unfortunately this law
uses the term “discretion” in an historical sense from before the review powers
developed to the extent that they have, so that discretion here means an
exercise of judgement:
“[51] ... a judge considering a stay application was required to
weigh the countervailing considerations of policy and justice and then to
decide in the exercise of his or her discretion whether there has been an abuse
of process ‘which amounts to an affront to the public conscience and requires
the criminal proceedings to be stayed.’” [footnotes omitted, here and
in the extracts quoted below]
Blanch
though we may at the “his or her”, it looks as though this reference to
public conscience is to a scale, of the sort I mentioned above in relation to
improperly obtained evidence. Countervailing considerations are weighed against
this scale.
Important among
the balancing factors:
“[54] ... the gravity of the alleged offence was a factor of ‘considerable
weight’ for a court undertaking the balancing process to determine whether to
stay proceedings on abuse of process grounds.”
And, of great
interest in clearing up any confusion over how to assess the seriousness of the
alleged offending, it is the starting point for sentencing, not the maximum
penalty, that is relevant. This follows from, as it turns out, the majority’s
resort to what was really the model applicable to the admissibility of improperly
obtained evidence, and their description of the offending here as “moderately
serious” [92(a)] although it included supply of LSD (maximum life
imprisonment).
Unfortunately
the model for deciding stays was significantly muddled by reliance on the
following common law dictum:
“[54]
... ‘The central question for the court in all these cases is as to where the
balance lies between the competing public interests in play: the public
interests in identifying criminal responsibility and convicting and punishing
the guilty on the one hand and the public interest in the rule of law and the
integrity of the criminal justice system on the other. Which of these interests
is to prevail?’”
The majority
judgment in Wilson concluded on this:
“[60] ... when considering whether or not to grant a stay in a
second category case [that is, one where the fairness of the trial is not in
issue], the court will have to weigh the public interest in
maintaining the integrity of the justice system against the public interest in
having those accused of offending stand trial. In weighing those competing
public interests, the court will have to consider the particular circumstances
of the case. While not exhaustive, factors such as those listed in s
30(3) of the Evidence Act will be relevant, including whether there are any
alternative remedies which will be sufficient to dissociate the justice system
from the impugned conduct. In some instances, the misconduct by the state
agency will be so grave that it will be largely determinative of the outcome,
with the result that the balancing process will be attenuated. The court’s
assessment must be conducted against the background that a stay in a second
category case is an extreme remedy which will only be given in the clearest of
cases.”
This has
changed what should have been the scale into a balancing factor. Plainly the integrity of the
criminal justice system should be an absolute requirement, not something that
can be traded away in the interests of prosecuting serious crime.
Once that is
accepted it follows that the model that should be used here is not the sort of balancing where
two competing interests are measured against a scale, but instead it is a
movement along a single scale of magnitude, going one way or the other and
reaching a resting point on that scale. It is like a thermometer, not a
balance. It isn’t really weighing anything, just measuring the intensity of the
wrongful conduct of officials and seeing if that reaches a point where the
integrity of the criminal justice system is compromised.
I think the
Chief Justice was right (dissenting on whether a stay should have been ordered but agreeing in the result of the appeal),
to emphasise, uncontroversially,
“[121] ... the critical question is not the strength of the prosecution
evidence or the weakness of the defence, but the effect of the defect on the
legitimacy of the trial.
...
“[123] ... the critical issue ... was whether the trial could be
legitimate given the serious irregularity.”
However she
did not distance herself to any marked extent from describing the decision
model as one of balancing, and instead retreated from clarity by adopting a
rather flaccid dictum:
“[133] ... general guidance on how the jurisdiction is to be
exercised is not useful when ‘an infinite variety of cases could arise’.”
Decision models are designed to deal with an infinite variety of cases. Overall the
issue of whether a stay should have been ordered in this case, which seems to conclude the Antonievic
saga, came down to a vote count, without much clarity being given for future
guidance. The majority’s application of the law to the appeal is really a
retreat to the issue whether exclusion of the evidence was appropriate (using
the conventional balancing exercise applicable to that decision) and then a
recognition that the impropriety here did not go beyond what could
appropriately be remedied by exclusion of some of the evidence.
Friday, October 23, 2015
Hardcopy edition of Misuse of Drugs
My textbook Misuse of
Drugs will be published by Thomson Reuters NZ Ltd on 11 December in a new hardcopy edition. Orders may be made here.
Tuesday, October 13, 2015
Criminal Procedure in New Zealand, 2nd ed 2015
The second edition (hardcopy) of the criminal procedure text by Professor Finn and me will be available from 23 October, and may be ordered from Thomson Reuters NZ Ltd. Electronic formats, updated quarterly, are also available by subscription.
Sunday, September 06, 2015
Life, and the meaning of Proust
“In Search of
Lost Time” – what does that mean? It is the search for happiness, for the
connection between past happiness and the state of being in the present which allows
us to exist outside time and to enjoy the essence of things. It is the search
for that which is common to the past and the present and which is more
essential than both because it energises the desire to live.
“let
a sound, a scent already heard and breathed in the past be heard and breathed
anew, simultaneously in the present and in the past, real without being actual,
ideal without being abstract, then instantly the permanent and characteristic
essence hidden in things is freed and our true being which has for long seemed
dead but was not so in other ways awakes and revives, thanks to this celestial
nourishment.”
Although the
book has strong themes of unequal love, of jealousy, hatred and disgust, of
death and grief, there is also an irrepressible happiness. The point is that,
although time will eventually drag us all down, it is only the extent to which our
spirit has soared with the joy of life that really matters.
Saturday, September 05, 2015
Proust posting 3: On human nature
Contemplation
of human nature calls to mind the relationship between what we think and what
we do. Proust found human nature endlessly (yes) interesting. Here, among his
observations, are my favourites:
A. Our place in society
Everyone has
their place:
“ “Oriane,”
(at once Mme. des Laumes looked with amused astonishment towards an invisible
third, whom she seemed to call to witness that she had never authorised Mme. de
Gallardon to use her Christian name).”
And we want
to be superior:
“she never
gets a chance of being a snob; she doesn’t know anyone.”
We mark our
superiority politely:
“She treated
each of them with that charming courtesy with which well-bred people treat
their inferiors ...”
“... “But you
are our equal, if not our superior,” the Guermantes seemed, in all their
actions, to be saying; and they said it in the most courteous fashion
imaginable, to be loved, admired, but not to be believed; that one should
discern the fictitious character of this affability was what they called being
well-bred; to suppose it to be genuine, a sign of ill-breeding. ...”
“... they are
naturally polite to anybody, as beautiful women are glad to bestow a smile
which they know to be so joyfully received. ...”
“... he was
sufficiently persuaded of his own importance to be able to mix with the very
humblest people.”
B. Our relationships
We get over
people:
“Nothing can
be more affectionate than this sort of correspondence between friends who do
not wish to see one another any more.”
We disconnect
mutually:
“... the
fiction of a mutual incognito, on hearing her friend’s name from the manager
she merely looked the other way, and pretended not to see Mme. de Villeparisis,
who, realising that my grandmother did not want to be recognised, looked also
into the void.”
We try to
impress:
“ “In fact,
it was drolatic,” put in M. de Guermantes, whose odd vocabulary enabled people
in society to declare that he was no fool and literary people, at the same
time, to regard him as a complete imbecile.”
Aggressively
we try to deflect criticism:
“... people
against whom certain things may be hinted like to shew that they are not afraid
to mention them.”
Gaydar alert!
“There is a
special kind of glance, apparently of recognition, which a young man never
receives from certain women — nor from certain men — after the day on which
they have made his acquaintance and have learned that he is the friend of
people with whom they too are intimate.”
C. Our own natures
I’m nasty,
but funny with it:
“... it’s
often difficult not to be a little spiteful when one is so full of wit ...”
“... “Mme.
Verdurin, why, I used to know her terribly well!” with an affectation of
humility, like a great lady who tells you that she has taken the tram.”
Stress can
reveal us as essentially silly:
“... an
exclamation the silliness of which kept him from sleeping for at least a week
afterwards. His remark was of no great interest, but I remembered it as a proof
that sometimes in this life, under the stress of an exceptional emotion, people
do say what is in their minds.”
Meaning can
get lost when one has to be polite:
“... she
answered as she did, in order not to seem to be unaware of what I meant, as in
a conversation one assumes an understanding air when somebody talks of Fourrier
or of Tobolsk without even knowing what these names mean. ...”
“... the
sterile pleasure of a social contact which excludes all penetrating thought”
Our errors
compound:
“... the
ill-balanced mentality of early manhood (a period in which, even in the middle
class, one appears ungrateful and behaves like a cad because, having forgotten
for months to write to a benefactor after he has lost his wife, one then ceases
to nod to him in the street so as to simplify matters),...”
We can have a
self-perpetuating insecurity:
“But he was
so anxious not to let it be seen that he was not sought after, that he dared
not offer himself. ...”
“... “You
don’t happen to know what you will be doing in the next few days, because I
shall probably be somewhere in the neighbourhood of Balbec? Not that it makes
the slightest difference, I just thought I would ask you.” This air deceived
nobody, and the inverse signs whereby we express our sentiments by their
opposites are so clearly legible that we ask ourselves how there can still be
people who say, for instance: “I have so many invitations that I don’t know
where to lay my head” to conceal the fact that they have been invited nowhere.”
We can try to
wound with silence:
“M. de
Charlus made no reply and looked as if he had not heard, which was one of his
favourite forms of insolence.”
We like to be
noticed:
“ “You are
the talk of the Conservatoire,” she added, feeling that this was the argument
that carried most weight; ...”
Our attacks
are justified:
“People are
not always very tolerant of the tears which they themselves have provoked.”
We must make
an effort to be social:
“... said the
Duchess, making an effort in order to speak of a matter which did not interest
her.”
The children must
get established:
“... the
great receptions given by Mme. de Marsantes and Mme. de Forcheville, given year
after year with an eye chiefly to the establishment, upon a brilliant footing,
of their children, ...”
There are
times when we must appear decent:
“... he
assumed the modest air of one who is not asking for payment.”
Friday, September 04, 2015
Proust on how to write a great big book
Continuing
from last time ... Twelve tips from the master:
1. All this
writing and just one book?
“I
explained to Albertine that the great men of letters have never created more
than a single work ...”
2. The grind
gets it done:
“it
is not the desire to become famous but the habit of being laborious that enables
us to produce a finished work ...”
3. The effort
can even be tiring:
“Perhaps
some of the greatest masterpieces were written yawning.”
4. Don’t
admit to being unoriginal:
“In
this book ... there is not a single event which is not fictitious, in which
there is not a single personage “a clef”,
where I have invented everything to suit the requirements of my presentation
...”
5. Just
because I use the first person, doesn’t mean it’s me!
“As
soon as she was able to speak she said: “My ——-” or “My dearest ——” followed by
my Christian name, which, if we give the narrator the same name as the author
of this book, would be ‘My Marcel,’ or ‘My dearest Marcel.’”
6. It’s
really about YOU:
“every
reader, as he reads, is the reader of himself.”
7. Obsessive
writer, obsessive reader:
“the
writer, in creating each character, would have to present it from conflicting
standpoints so that his book should have solidity, he would have to prepare it
with meticulous care, perpetually regrouping his forces as for an offensive, to
bear it as a load, to accept it as the object of his life, to build it like a
church, to follow it like a régime, to overcome it like an obstacle, to win it
like a friendship, to nourish it like a child, to create it like a world,
mindful of those mysteries which probably only have their explanation in other
worlds, the presentiment of which moves us most in life and in art.”
8. Don’t be
preachy-preachy – or at least don’t admit to it:
“that
vulgar temptation of an author to write intellectual works. A great indelicacy.
A work in which there are theories is like an object upon which the price is
marked.”
9. They won’t
understand!
“I
was soon able to show an outline of my project. No one understood it.”
10. Be your
own favourite author:
“I
read the article [that I had written] forcing myself to imagine that it was
written by some one else. Then all my images, all my reflexions, all my
epithets taken by themselves and without the memory of the check which they had
given to my intentions, charmed me by their brilliance, their amplitude, their
depth.”
11. Just reveal
the great universal laws of human nature:
“It
is the feeling for the general in the potential writer, which selects material
suitable to a work of art because of its generality. He only pays attention to
others, however dull and tiresome, because in repeating what their kind say
like parrots, they are for that very reason prophetic birds, spokesmen of a
psychological law. He recalls only what is general.”
12. And remember,
for the publisher it’s all about the money:
“the
impenetrable solidity of certain commercial houses, booksellers’ for example or
printing presses, where the wretched author will never succeed, notwithstanding
the diversity of the persons employed in them, in discovering whether he is
being swindled or not.”
Tuesday, September 01, 2015
Marcel the joker
In search of lost laughs
I have just
finished reading Proust’s “In search of lost time”, in the translation by CK
Scott Moncrieff (vol 1-6) and Sydney Schiff (vol 7), Centaur Editions, available
on Kindle.
Literary
types argue over the merits of this translation, and it has been contended that
it is better than the original French – a mischievous wit suggested that, if so,
it should be translated back into French.
Proust could have fun:
...
he began once more to cough and expectorate over me. “Don’t tire yourself by
trying to speak,” I said to him with an air of kindly interest, which was
feigned.
...
he said of one of M. Verdurin’s footmen: “Isn’t he the Baron’s mistress?”
“...
You must know far more than I do, M. de Charlus, about getting hold of sailors.”
...
his stock of Latin quotations was extremely limited, albeit sufficient to
astound his pupils.
...
he had that detailed knowledge of Paris only to be found in people who seldom
go there.
She
looked like an exhausted swimmer far from shore who painfully manages to keep
her head above the waves of time which were submerging her.
...
the Duchesse de Guermantes’ cheeks which had remained remarkably unchanged
though they now seemed compounded of nougat ...
His
formerly brick-red skin had become gravely pale; silver hair, slight stoutness,
Doge-like dignity and a chronic fatigue which gave him a constant longing for
sleep, combined to produce a new and impressive majesty.
Somebody
mentioned a name and I was stupefied to know it applied at one and the same
time to my former blonde dance-partner and to the stout elderly lady who moved
ponderously past me.
...
the Princesse de Guermantes’ locks, when they were grey, had the brilliance of
silvery silk round her protuberant brow but now having determined to become
white seemed to be made of wool and stuffing and resembled soiled snow.
He
declared that I had not changed by which I grasped that he did not think he
had.
...
for three years she had been taking cocaine and other drugs. Her eyes deeply
and darkly rimmed were haggard, her mouth had a strange twitch.
“You
took me for my mother,” Gilberte had said and it was true. For that matter it
was a compliment to the daughter.
For
this American woman, dinner-parties and social functions were a sort of Berlitz
school. She repeated names she heard without any knowledge of their significance.
So
people said: “You’ve forgotten. So and so is dead,” as they might have said:
“He’s decorated, he’s a member of the Academy,” or — which came to the same
thing as it prevented his coming to parties — “he has gone to spend the winter
in the south ” ...
Hearing
that Mme d’Arpajon was really dead, the old maid cast an alarmed glance at her
mother fearing that the news of the death of one of her contemporaries might be
a shock to her; she imagined in anticipation people alluding to her own
mother’s death by explaining that “she died as the result of a shock through
the death of Mme d’Arpajon.” But on the contrary, her mother’s expression was
that of having won a competition against formidable rivals whenever anyone of
her own age passed away.
Monday, July 06, 2015
Messing with LCN DNA
The delights
of Bayesian probability reasoning are sufficient to draw from me another case
comment!
Our Court of
Appeal, in Manoharan v R [2015] NZCA 237 (11
June 2015), has said that a likelihood ratio of 20 (meaning 20 to 1, or in context, 20 times more likely under the prosecutor's hypothesis than under the defendant's) is “not strong” [52].
This was an
LCN DNA analysis and obviously compared to the usual DNA results of likelihood
ratios in the many millions, 20 is not high. But in the context of a case it
can be, as can be seen from the results of applying Bayes’ Theorem (this was a single-issue case involving independent items of evidence).
I should emphasise that the single-issue nature of this case ("who did it?", an actus reus issue) simplifies the use of Bayes' theorem. Where several elements of the offence charged are in issue, the theorem must be applied to each separately, and only evidence relevant to that issue is used in each application. This prevents, for example, a huge scientific LR on the issue of identity from swamping the issue of intention. For each issue the "probability of guilt" means the probability that that issue is proved to the standard required for it to be established.
The likelihood ratio used by the scientists in declaring a match is not necessarily the same as the likelihood ratio for the activity evidence used by the fact-finder in the trial. This is because the defence may have an innocent explanation for the match which brings the denominator of the likelihood ratio (the probability of getting the match on the assumption that the defendant is innocent) close to the value of the numerator. Then, the probative value of the test result for the prosecutor would be very reduced or even extinguished.
We can compare what the probability of guilt would have been if the scientific LR had been in the millions and the trial LR numerator approximately 1, with what the probability of guilt would be under the revised scientific LR and corresponding new trial LR, for priors-in-combination (by which I mean, the ratio of probability of guilt to probability of innocence, based on all the other evidence in the case and the starting assumption about the probability of guilt and the probability of innocence, for this single-issue case) of various levels. (For multi-issue cases the priors will be assessed separately for each issue.)
I should emphasise that the single-issue nature of this case ("who did it?", an actus reus issue) simplifies the use of Bayes' theorem. Where several elements of the offence charged are in issue, the theorem must be applied to each separately, and only evidence relevant to that issue is used in each application. This prevents, for example, a huge scientific LR on the issue of identity from swamping the issue of intention. For each issue the "probability of guilt" means the probability that that issue is proved to the standard required for it to be established.
The likelihood ratio used by the scientists in declaring a match is not necessarily the same as the likelihood ratio for the activity evidence used by the fact-finder in the trial. This is because the defence may have an innocent explanation for the match which brings the denominator of the likelihood ratio (the probability of getting the match on the assumption that the defendant is innocent) close to the value of the numerator. Then, the probative value of the test result for the prosecutor would be very reduced or even extinguished.
We can compare what the probability of guilt would have been if the scientific LR had been in the millions and the trial LR numerator approximately 1, with what the probability of guilt would be under the revised scientific LR and corresponding new trial LR, for priors-in-combination (by which I mean, the ratio of probability of guilt to probability of innocence, based on all the other evidence in the case and the starting assumption about the probability of guilt and the probability of innocence, for this single-issue case) of various levels. (For multi-issue cases the priors will be assessed separately for each issue.)
A perspective on the size of a LR of 20 is obtained from considering a case where the evidence is not given, compared to one where it is.
- If, without the evidence, the probability of guilt is 0.90, then with the evidence that probability increases to 0.99.
- If, without the evidence, the probability of guilt is 0.60, then with the evidence that probability increases to 0.96.
- And, if, without the evidence, the probability of guilt is 0.30, then with the evidence that probability increases to 0.89.
Update: on 28 October 2015 the Supreme Court refused leave to appeal: Manoharan v R [2015] NZSC 156. The Court could see no basis to indicate that the Court of Appeal had been wrong when it had held that there had been no miscarriage of justice.
Another update: Bernard Robertson has commented on this case in"Likelihood ratios in evidence" [2016] New Zealand Law Journal 22. He points out that the Court at [39] correctly describes the witness's evidence as stating a likelihood ratio, but earlier in the judgment, at [17], it had transposed the conditional when referring to the same evidence. Mr Robertson also points out that the "20 times more likely" assertion should have been clarified because juries will not know what to do with a likelihood ratio, and that in this case source level propositions (where the sample at the scene came from) were mixed with activity level propositions (how it got there).
Subscribe to:
Posts (Atom)